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SEC Office of Compliance Inspections and Examinations Publishes Risk Alerts Providing Advance Information Regarding Inspections for Compliance with Regulation Best Interest and Form CRS

The Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) has issued two risk alerts: Examinations that Focus on Compliance with Regulation Best Interest and Examinations that Focus on Compliance with…




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In Response to Self-Executing Congressional Mandates, SEC Adopts Offering Reforms for Business Development Companies and Registered Closed-End Funds

The Securities and Exchange Commission today voted to adopt rule amendments to implement certain provisions of the Small Business Credit Availability Act and the Economic Growth, Regulatory Relief, and Consumer Protection Act relating to business…




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SEC Provides Temporary, Conditional Relief for Business Development Companies Making Investments in Small and Medium-sized Businesses

The Securities and Exchange Commission today announced that it is providing temporary, conditional exemptive relief for business development companies (BDCs) to enable them to make additional investments in small and medium-sized businesses, including…




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SEC Enhances Standards for Critical Market Infrastructure

The Securities and Exchange Commission today adopted amendments to its rules for securities clearing agencies to apply enhanced standards to all SEC-registered central counterparties and central securities depositories. The rule amendments build on rules…




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SEC Charges Former Financial Services Executive With FCPA Violations

The Securities and Exchange Commission today charged a former executive of a financial services company with orchestrating a bribery scheme to help a client to win a government contract to build and operate an electrical power plant in the Republic of…




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SEC Awards Over $27 Million to Whistleblower

The Securities and Exchange Commission today announced an award of more than $27 million to a whistleblower who alerted the agency to misconduct occurring, in part, overseas.  After providing the tip to the Commission, the whistleblower provided…




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SEC Orders Three Self-Reporting Advisory Firms to Reimburse Investors

The Securities and Exchange Commission today announced settled charges against two advisers that self-reported as part of the Division of Enforcement’s Share Class Selection Disclosure Initiative, and a third adviser that self-reported within months…




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SEC Issues $5 Million Whistleblower Award

The Securities and Exchange Commission today announced a $5 million award to a whistleblower who provided significant information that led to a successful enforcement action.  The whistleblower provided critical evidence of wrongdoing, which helped…




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SEC Provides for Phased CAT Broker-Dealer Reporting Timelines with Conditional Exemption for Impacts of COVID-19

The Securities and Exchange Commission announced it has voted to issue two exemptive orders in order to move Consolidated Audit Trail (CAT) implementation forward: (1) establishing a phased CAT reporting timeline for broker-dealers, and (2) permitting…




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SEC Proposes to Modernize Framework for Fund Valuation Practices

The Securities and Exchange Commission today announced that it has voted to propose a new rule that would establish a framework for fund valuation practices.  The rule is designed to clarify how fund boards can satisfy their valuation obligations in…




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SEC Forms Cross-Divisional COVID-19 Market Monitoring Group

The Securities and Exchange Commission today announced the formation of an internal, cross-divisional COVID-19 Market Monitoring Group.  This temporary, senior-level group will assist the Commission and its various divisions and offices in (1)…




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SEC Announces Investor Advisory Committee Meeting Focusing on COVID-19

The Securities and Exchange Commission's Investor Advisory Committee will hold a public meeting on May 4, 2020, by remote means.  The meeting will begin at 2 p.m. ET, is open to the public via live webcast, and will be archived…




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SEC Charges Company and CEO for COVID-19 Scam

The Securities and Exchange Commission today announced charges against Praxsyn Corp. and its CEO for allegedly issuing false and misleading press releases claiming the company was able to acquire and supply large quantities of N95 or similar masks to…




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SEC Awards Over $18 Million to Whistleblower

The Securities and Exchange Commission today announced an award of more than $18 million to a whistleblower whose significant information prompted an examination that resulted in an important enforcement action. The whistleblower repeatedly reported the…




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Small Business Capital Formation Advisory Committee to Discuss the SEC’s Capital Formation Proposal on May 8

The Securities and Exchange Commission today released the agenda for the Friday, May 8 meeting of its Small Business Capital Formation Advisory Committee, which will be hosted via video conference. The Committee will discuss the Commission’s recent…




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SEC Awards Almost $2 Million to Whistleblower

The Securities and Exchange Commission today announced an award of nearly $2 million to a whistleblower whose information and assistance helped the agency bring a successful enforcement action and allowed investors to recover much of their money. …




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SEC Provides Temporary, Conditional Relief to Allow Small Businesses to Pursue Expedited Crowdfunding Offerings

The Securities and Exchange Commission today announced that it is providing temporary, conditional relief for established smaller companies affected by COVID-19 that may look to meet their urgent funding needs through a Regulation Crowdfunding offering.…




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SEC Commemorates Teacher Appreciation Week, Highlights Ongoing Commitment to Serving Teachers

The Securities and Exchange Commission announced that it is premiering new multimedia resources to support teachers in connection with Teacher Appreciation Week. This content builds on the Commission’s longstanding efforts to serve teachers in both their…




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SEC Directs Equity Exchanges and Financial Industry Regulatory Authority to Improve Governance of Market Data Plans

The Securities and Exchange Commission today issued an order directing the equity exchanges and the Financial Industry Regulatory Authority (FINRA) (the participants) to submit a new National Market System plan (NMS plan) with a modernized governance…




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SEC Charges Bloomberg Tradebook for Order Routing Misrepresentations

The Securities and Exchange Commission today filed settled charges against registered broker-dealer Bloomberg Tradebook LLC for making material misrepresentations and omitting material facts about how the firm handled certain customer trade orders. The…




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SEC Investor Advisory Committee to Meet Virtually on May 21

The Securities and Exchange Commission's Investor Advisory Committee will hold a public meeting on May 21, 2020 by remote means.  The meeting will begin at 10 a.m. ET, is open to the public via live webcast, and will be archived on…




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Defendant who conspired to steal aircraft secrets pleads guilty

A North Carolina man has admitted taking part in a conspiracy to steal design information from aircraft companies to speed up approval of competing airplane technology.




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Couple Who Worked at Local Research Institute for 10 Years Charged with Stealing Trade Secrets, Wire Fraud

A former Dublin, Ohio, couple has been charged with crimes related to stealing exosome-related trade secrets concerning the research, identification and treatment of a range of pediatric medical conditions announced Assistant Attorney General John C. Demers of National Security, U.S. Attorney Benjamin C. Glassman for the Southern District of Ohio, Assistant Director John Brown of the Counterintelligence division and FBI Special Agent in Charge Todd Wickerham of the Cincinnati division.




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Businessman Sentenced to a Year in Prison for Stealing Employer’s Trade Secrets While Planning New Job in China

Businessman Sentenced to a Year in Prison for Stealing Employer’s Trade Secrets While Planning New Job in China




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Chinese National Pleads Guilty to Committing Theft of Trade Secrets

TULSA, Okla. – Hongjin Tan, a 35 year old Chinese national and U.S. legal permanent resident, pleaded guilty Tuesday in federal court to committing theft of trade secrets from his employer, a U.S. petroleum company.




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American Businessman Who Ran Houston-Based Subsidiary of Chinese Company Sentenced to Prison for Theft of Trade Secrets

The head of a Houston-based company that was the subsidiary of a Chinese company that developed stolen trade secrets was sentenced to 16 months in prison and ordered to forfeit more than $330,000 by U.S. District Judge Christopher R. Cooper of the District of Columbia.




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Chinese Telecommunications Conglomerate Huawei and Subsidiaries Charged in Racketeering Conspiracy and Conspiracy to Steal Trade Secrets

A superseding indictment was returned yesterday in federal court in Brooklyn, New York, charging Huawei Technologies Co. Ltd. (Huawei), the world’s largest telecommunications equipment manufacturer, and two U.S. subsidiaries with conspiracy to violate the Racketeer Influenced and Corrupt Organizations Act (RICO).




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Defendant who conspired to steal aircraft secrets sentenced to 70 months in federal prison

A North Carolina man who took part in a conspiracy to steal design information from aircraft companies to speed up approval of competing airplane technology has been sentenced to nearly six years in federal prison.




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Chinese National Sentenced for Stealing Trade Secrets Worth $1 Billion

TULSA, Okla. –A former associate scientist was sentenced Thursday in federal court for stealing proprietary information worth more than $1 billion from his employer, a U.S. petroleum company.




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Former Acting Inspector General for the U.S. Department of Homeland Security Indicted on Theft of Government Property and Scheme to Defraud the United States Government

A federal grand jury in the District of Columbia returned a 16-count indictment against a former Acting Inspector General for the U.S. Department of Homeland Security (DHS) and a former subordinate for their alleged theft of proprietary software and confidential databases from the U.S. government as part of a scheme to defraud the U.S. government.




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Former Uber Self-Driving Car Executive Signs Agreement To Plead Guilty To Theft Of Trade Secrets From Google

SAN JOSE - Anthony Scott Levandowski submitted documents today requesting that the court accept his plea of guilty to theft of trade secrets charges, announced United States Attorney David L. Anderson and Federal Bureau of Investigation Special Agent in Charge John F. Bennett. The documents include a request to William H. Alsup, United States District Judge, to accept a proposed plea agreement and a request to schedule a date for a sentencing hearing.




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Chipotle Mexican Grill Agrees to Pay $25 Million Fine and Enter a Deferred Prosecution Agreement to Resolve Charges Related to Foodborne Illness Outbreaks




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OPDAT-Created Courtroom Security Manual Presented in Malaysia

On March 4, in Kuala Lumpur, Malaysia, the country’s first Manual on Courtroom Security in Terrorism Cases was presented to the Chair of Malaysia’s National Judicial Security Committee (NJSC) for consideration and adoption.




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Energy Use per Industrial Sector, Indonesia

The article ‘Tracing the energy footprints of Indonesian manufacturing industry’ by Yales Vivadinar, Widodo W. Purwanto & Asep H. Saputra from Department of Chemical Engineering, Universitas Indonesia, Depok, Indonesia (published as Open Access in: Energy Science and Engineering 2016; 4(6): 394–405) looks at typical energy usage in different industrial manufacturing sectors in Indonesia.

There are Sankey diagrams representing “energy maps” for basic chemicals, cement, pulp, paper, spinning, weaving and textile finishing. I am showing two of them below. The first one is for the basic chemical industry.

[See image gallery at www.sankey-diagrams.com]

Flows are in kboe (thousand barrels oil equivalent) for the year 2013. Losses are shown as grey arrows. The second one is for textile finishing:
[See image gallery at www.sankey-diagrams.com]
For those of you interested, please read the full paper here.




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Lamoreaux: The Verdict Is In – Secretariat Vs. Citation

After all these years, it was finally going to be decided — the biggest question that shedrows across America have been debating since one Revolutionary farmer said to his neighbor, “I'll bet my horse can beat yours!” Right there on national television, before an event-starved nation full of pandemic fear, a tiny computer chip was […]

The post Lamoreaux: The Verdict Is In – Secretariat Vs. Citation appeared first on Horse Racing News | Paulick Report.




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Seven Top A Million Guineas On Second Day Of Tattersalls December Mares Sale

The Tattersalls December Mares Sale exploded into life on Tuesday evening with seven fillies and mares realizing one million guineas (US$1,335,097) or more and a further 21 selling above 500,000 guineas ($667,548). The turnover on the second day reached a remarkable 42,534,600 guineas ($56,797,280) at an average of 218,126 guineas ($291,247) and a median of […]

The post Seven Top A Million Guineas On Second Day Of Tattersalls December Mares Sale appeared first on Horse Racing News | Paulick Report.




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‘Big Dreams Like Everyone Else’; Sackatoga, Tagg Take Aim At Second Derby Run

Sackatoga Stable's Tiz the Law was made the 7-5 morning line favorite by veteran oddsmaker Mike Battaglia for Saturday's $300,000 Kentucky Jockey Club (Grade II) – the co-featured event on Saturday's penultimate day of racing at the 2019 Fall Meet. Trained by 2003 Kentucky Derby-winning conditioner Barclay Tagg, the undefeated Grade I winner has gotten […]

The post ‘Big Dreams Like Everyone Else’; Sackatoga, Tagg Take Aim At Second Derby Run appeared first on Horse Racing News | Paulick Report.




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Do you have enough time for the 4-second workout?

A study suggests short, high-intensity workouts may offset health risks caused by sitting.




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Cummings: Secret Service 'Worked Well' When Apprehending White House Fence Jumper

Cummings says on MSNBC that security will have to be upgraded at the White House, and it will have to strike a balance.




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Maryland Labor Secretary Talks About Expanded Unemployment Benefits, Spike In Filings

Tiffany Robinson was on with C4.




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Grand Canyon to Host Second Annual Celebrate Wildlife Day on May 2

On Saturday, May 2, 2009, the staff and friends of Grand Canyon National Park will be celebrating their second annual Celebrate Wildlife Day with special exhibits and programs, live animal demonstrations and fun for the entire family. https://www.nps.gov/grca/learn/news/news-2009-04-09-cwd.htm




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Second Translocation of Endangered Humpback Chub to Shinumo Creek to Occur in Late June

https://www.nps.gov/grca/learn/news/second-translocation-of-endangered-humpback-chub-to-shinumo-creek-to-occur-in-late-june.htm




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Second Translocation of Endangered Humpback Chub to Havasu Creek in Grand Canyon National Park to Occur on May 13

On May 13th, the National Park Service, in cooperation with the Bureau of Reclamation and the U.S. Fish and Wildlife Service, will translocate wild juvenile humpback chub to Havasu Creek below Beaver Falls in Grand Canyon National Park. This translocation of humpback chub to Havasu Creek will be the second of three planned experimental releases. https://www.nps.gov/grca/learn/news/second-translocation-of-endangered-humpback-chub-to-havasu-creek-in-grand-canyon-national-park-to-occur-on-may-13.htm




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Third Pipeline Break in Grand Canyon Closes Section of North Kaibab Trail

A third pipeline break in Grand Canyon National Park has closed a one-mile section of the North Kaibab Trail between Roaring Springs and Cottonwood Campground. https://www.nps.gov/grca/learn/news/news_release_31may2012.htm




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Desert View Watchtower Hosts Second Annual Cultural Demonstration Series

Local artisans will share their culture and crafts with Grand Canyon National Park visitors at the Desert View Watchtower. https://www.nps.gov/grca/learn/news/dv-cultural-demonstrations.htm




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Twenty-second Annual Native American Heritage Days Begins August 6, 2015 on the North Rim of Grand Canyon

The National Park Service invites the public to the 22nd annual Native American Heritage Days on the North Rim of Grand Canyon National Park, August 6 and 7, 2015. https://www.nps.gov/grca/learn/news/north-rim-native-american-heritage-days.htm




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Additional South Rim Construction to begin Monday at South Entrance Road and Desert View Intersection

As part of the 2018 Federal Highways Administration’s South Rim Roads Improvement project, additional construction and detours will begin Monday, January 8 at the South Entrance Road and Desert View Drive (Arizona Highway 64 East) intersection. https://www.nps.gov/grca/learn/news/road-construction-south-entrance-road-and-desert-view.htm




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Ikes Fire Spreads Naturally As Crews Work To Secure Planning Area Perimeter

Warm, dry weather conditions have led to additional growth on the Ikes Fire, which is now approximately 1,535 acres and 20% contained. Smoke settled into the Grand Canyon overnight as temperatures cooled but smoke may begin to lift as temperatures warm up throughout the day. https://www.nps.gov/grca/learn/news/ikes-fire-spreads-crews-secure-planning-area-20190815.htm




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Harpoons Are Silenced: Iceland’s Whaling Boats Spend Second-Straight Season Tied Up in Port

Iceland's two whaling companies have cancelled hunting for a second straight year as demand drops and the COVID-19 pandemic poses difficulties.

The post Harpoons Are Silenced: Iceland’s Whaling Boats Spend Second-Straight Season Tied Up in Port appeared first on Good News Network.




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Environmental persistence of a pathogen used in microbial insect control

We conducted an experimental study of infection, transmission, and persistence of a nucleopolyhedrovirus (NPV) of Douglas-fir tussock moth (Orgyia pseudotsugata) to better understand mechanisms determining the efficacy of the virus when it is used as a microbial control agent. In a field experiment, we quantified infection rates of larvae exposed to either Tussock Moth Biocontrol-1, the strain currently used for control by the U.S. Forest Service, or a wild-type strain isolated from a natural population. We first allowed each pathogen to decay on experimental branches for 0, 1, or 3 days before allowing uninfected larvae to feed on the branches, and then we fit both a generalized linear model and an epidemiological model of virus transmission to the infection data. Longer decay of the NPV resulted in lower infection rates, but evidence that overall virus transmission differed between wild and pesticide isolates of NPV was weak. The short persistence time of the virus suggests that it does not last long on foliage, in turn suggesting that application of TM Biocontrol-1 must be carefully timed to ensure maximum mortality.