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North Carolina Dept. of Revenue v. Kimberley Rice Kaestner 1992 Family Trust

(United States Supreme Court) - Clarified the limits of a State's power to tax a trust. Struck down a North Carolina requirement that a trust must pay income tax to the State whenever the trust's beneficiaries live in the State -- regardless of whether the beneficiaries have received, can demand, or will ever receive a distribution of trust income. Justice Sotomayor delivered the opinion for a unanimous Court, in this due process challenge brought by a family trust.




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Radcliffe v. Experian Information Solutions, Inc.

(United States Ninth Circuit) - In an ethics and professional responsibility action, arising out of a dispute between class plaintiffs over conflicts of interest among class counsel, the district court's rejection of the motion to disqualify counsel is affirmed where California does not apply a rule of automatic disqualification for conflicts of simultaneous representation in the class action context and the district court did not abuse its discretion in determining that counsel will adequately represent the class.



  • Class Actions
  • Ethics & Professional Responsibility
  • Consumer Protection Law

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Osborne v. Todd Farm Service

(California Court of Appeal) - Trial court's dismissal with prejudice of complaint for personal injuries during jury trial, as a sanction for plaintiff's counsel's repeated violations of its orders excluding hearsay and opinion testimony, is affirmed where the trial court was within its discretion in granting the terminating sanction and did not err when it granted defendants' motions in limine because attorney is an officer of the court and he or she must respect and follow court orders, whether they are right or wrong, People v. Pigage (2003) 112 Cal.App.4th 1359, 1374, Bus. & Prof. Code section 6068(b).



  • Injury & Tort Law
  • Sanctions
  • Ethics & Professional Responsibility

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National Association for the Advancement of Multijurisdictional Practice v. Lynch

(United States Fourth Circuit) - In a challenge to the conditions placed on the privilege of admission to the Bar of the United States District Court for the District of Maryland in Local Rule 701, the District Court's grant of the Government's motion to dismiss is affirmed where Rule 701 violates neither the Constitution nor federal law.



  • Ethics & Professional Responsibility
  • Judges & Judiciary

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Lee v. US

(United States Supreme Court) - In a criminal case in which defendant was advised by counsel to plead guilty to possessing ecstasy with intent to distribute, an 'aggravated felony' that subjected defendant to removal under the Immigration and Nationality Act, 8 U.S.C. section 1101(a)(43)(B), the sentence and conviction are vacated where defendant has demonstrated that he was prejudiced by his counsel's erroneous advice that he would not be deported as a result of pleading guilty.



  • Ethics & Professional Responsibility
  • Criminal Law & Procedure
  • Immigration Law

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Keane v. HSBC Bank USA

(United States First Circuit) - In a civil procedure action, the district court's dismissal of plaintiff's case after his attorney failed to appear at a scheduled motion hearing is reversed for abuse of discretion where there was no suggestion of intentional failure to appear, no prior neglect by counsel to appear, the district court gave no notice that failure to appear would result in dismissal with prejudice, and plaintiff's claims would be left without a single merits determination.



  • Property Law & Real Estate
  • Civil Procedure
  • Ethics & Professional Responsibility

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Antelope Valley Groundwater Cases

(California Court of Appeal) - Affirmed the denial of a motion to disqualify another party's counsel in longstanding litigation over groundwater rights. Stressed the movant's long delay in seeking disqualification, in this case where counsel allegedly had a conflict of interest.



  • Water Law
  • Ethics & Professional Responsibility

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People v. Landers

(California Court of Appeal) - Reversed a $950 sanction imposed on a deputy public defender for violating a reciprocal discovery order by failing to disclose statements taken from a witness. Concluded that there was no discovery violation under the circumstances here.



  • Sanctions
  • Ethics & Professional Responsibility
  • Criminal Law & Procedure

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Troice v. Greenberg Traurig L.L.P.

(United States Fifth Circuit) - Held that investors could not proceed with a lawsuit accusing an attorney of being complicit in a client's Ponzi scheme. The attorney had immunity because, under Texas law, a non-client is not allowed to sue an attorney for conduct that occurred within the scope of the attorney's representation of a client. Affirmed a judgment on the pleadings in favor of the law firm.




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Doe v. Superior Court (Southwestern Community College District)

(California Court of Appeal) - Held that a lawyer should not have been disqualified from representing a student-employee at a community college in a sexual harassment case. He did not violate California State Bar Rules of Professional Conduct concerning communications with represented parties when he contacted another student-employee seeking a witness statement. Granted writ relief.



  • Ethics & Professional Responsibility
  • Labor & Employment Law

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Mckee v. Cosby

(United States First Circuit) - Affirming the district court's grant of Bill Cosby's motion to dismiss on First Amendment grounds in a case alleging defamation when the New York Daily News published an article in which the plaintiff accused him of rape and a purportedly confidential letter drafted by Cosby's attorney in response was released to news outlets and websites worldwide.




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Lee v. US

(United States Federal Circuit) - Affirmed the dismissal of class action employment law claims brought by independent contractors working for the government-funded broadcast service Voice of America. The contractors alleged that they should have been appointed to positions in the civil service or retained through personal-services contracts instead of working under purchase order vendor contracts that provided less in the way of compensation and benefits. In affirming the dismissal, the Federal Circuit agreed with the trial court's finding that plaintiffs had set forth no viable theory of recovery.




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Courthouse News Service v. Brown

(United States Seventh Circuit) - Held that the district court should have abstained from exercising jurisdiction over a lawsuit contending that the First Amendment required the Clerk of the Circuit Court of Cook County, Illinois, to release newly filed complaints to the press at the moment of receipt by her office -- not after processing. Ordered the case dismissed without prejudice.




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Olive v. General Nutrition Centers, Inc.

(California Court of Appeal) - On rehearing, held that a professional model and actor was not entitled to recover his attorney fees after being awarded damages against an advertiser that used his likeness in an advertising campaign after its right to do so expired. Affirmed the trial court.




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Marshall's Locksmith Service v. Google, LLC

(United States DC Circuit) - Held that Google, Microsoft and Yahoo were not liable for allegedly conspiring to flood the market of online search results with information about so-called scam locksmiths, in order to extract additional advertising revenue. The Communications Decency Act barred this lawsuit brought by more than a dozen locksmith companies. Affirmed a dismissal.




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People v. Black

(California Court of Appeal) - In the People's appeal pursuant to Penal Code section 1238(a)(1), challenging the trial court's order to set aside certain counts of charges against defendant for using false statements in the offer or sale of a security, Corp. Code sections 25401, 25540(b), after defendant persuaded an acquaintance to invest in a real estate development opportunity in Idaho in return for a promissory note, the terms of which were amended and extended several times but never realized, the trial court's order is affirmed where the promissory notes offered for the investment in the real estate development scheme were not securities within the meaning of the Corporate Securities Law.



  • Property Law & Real Estate
  • White Collar Crime
  • Securities Law
  • Criminal Law & Procedure
  • Corporation & Enterprise Law

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Duke v. The Superior Court of Kern County

(California Court of Appeal) - Granting a petition for writ of mandate and directing the superior court to modify an order sustaining real parties' demurrer to a plaintiff's cause of action and entering a new order overruling a portion of the demurrer because the lower court improperly analyzed the claim of conversion.




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Slone v. Commissioner of Internal Revenue

(United States Ninth Circuit) - Held that shareholders were liable for taxes on proceeds from the sale of a close corporation. The Internal Revenue Service sued the shareholders, claiming they violated Arizona's Uniform Fraudulent Transfer Act by engaging in a complex series of stock and asset transactions that resulted in creating a debtor company unable to pay the tax bill. Agreeing with the IRS's position, the Ninth Circuit reversed a decision of the Tax Court and remanded with instructions to enter judgment in favor of the IRS.




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Dept. of Finance v. Commission on State Mandates

(Supreme Court of California) - In an action concerning who pays for storm drains, the Court of Appeal's conclusion that the Regional Water Quality Control Board for Los Angeles's permit conditions are mandated by federal law and that storm drain systems operators are not entitled to state reimbursement under Article XIII B, section 6, subd. (a) of the California Constitution is reversed where the permit conditions are not imposed by any federal law or regulatory system.




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Wilde v. City of Dunsmuir

(California Court of Appeal) - Held that a municipality's water rate plan was subject to voter referendum, reversing the trial court. Further held that California voters' 1996 adoption of Proposition 218, concerning initiatives, did not abridge voters' right to challenge local resolutions and ordinances by referendum.




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Thacker v. Tennessee Valley Authority

(United States Supreme Court) - Held that the Tennessee Valley Authority is subject to suits challenging any of its commercial activities, just as if it were a private corporation supplying electricity. The TVA insisted that, as a government-owned corporation, it has sovereign immunity from all tort suits arising from its performance of so-called discretionary functions. However, the U.S. Supreme Court disagreed in a unanimous opinion delivered by Justice Kagan.




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City of Oroville v. Superior Court

(Supreme Court of California) - Reversed. A dental practice contended that the City of Oroville was liable under an inverse condemnation claim because of damage suffered when raw sewage began overflowing from toilets, sinks, and building drains. The lower court found that the city was liable. The Supreme Court disagreed, stating that the dentist could not prove that the damage was substantially caused by the design, construction or maintenance of the sewer system and that the damage could have been prevented if dentists had installed a legally required backwater valve.




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The Container Store v. US

(United States Federal Circuit) - Reversing and remanding the final judgment of the United States Court of International Trade case granting summary judgment to the government because the subject modular storage unit imports were improperly classified as mountings and fittings rather than as parts of unit furniture.




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Crystallex International Corp. v. Petroleos de Venezuela, S.A.

(United States Third Circuit) - Concluding that a transfer by a non-debtor cannot be a 'fraudulent transfer' under the Delaware Uniform Fraudulent Transfer Act in a complicated case involving Venezuela's nationalization of a gold mine owned by a Canadian company, the debt judgment subsequently issued by the World Bank, and the ensuing financial shuffle among companies related to the original transaction.




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Doe v. Nestle, S.A.

(United States Ninth Circuit) - Revived claims that manufacturers of chocolate products and other firms in the industry aided and abetted child slave labor on Ivory Coast cocoa farms. The companies contended that the complaint sought an impermissible extraterritorial application of the Alien Tort Statute. Reversing a dismissal order in relevant part, the Ninth Circuit held that the former child slaves must be allowed to amend their proposed class action complaint.




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Ivory Education Institute v. Department of Fish and Wildlife

(California Court of Appeal) - Upheld the constitutionality of a recently enacted California statute that effectively bans the importation and sale of ivory and rhinoceros horn. Affirmed judgment on the pleadings against the Ivory Education Institute's lawsuit, which contended that the statute is unconstitutionally vague on its face.




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Ateliers de la Haute-Garonne v. Broet Je Automation USA Inc.

(United States Federal Circuit) - In action in which plaintiff asserted counts of patent infringement, trade dress infringement, unfair competition, and intentional interference with prospective economic advantage, the district court's ruling that the claims in suit are invalid for failure to disclose the best mode of carrying out the invention related to the process for distributing rivets is: 1) reversed in part, as to the judgment of invalidity on best mode grounds; 2) affirmed in part, that the patent was not abandoned; and 3) remanded for determination of the remaining issues.




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Apple v. Samsung Electronics Co., Ltd.

(United States Federal Circuit) - In an infringement case involving intellectual property related to the iPhone,a jury verdict finding that Samsung infringed Apple's design and utility patents and diluted Apple's trade dress is: 1) affirmed as to the verdict on the design patent infringement, the validity of two utility patent claims, and the damages for the design and utility patent infringements; and 2) reversed as to the jury's findings that the asserted trade dresses are protectable; and 3) vacated as to the damages awards against the Samsung productsthat were found liable for trade dress dilution.




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Saint Regis Mohawk Tribe v. Mylan Pharmaceuticals Inc.

(United States Federal Circuit) - Affirmed that tribal sovereign immunity could not be asserted in a patent proceeding. A pharmaceutical company involved in a dispute over an eye medication patent transferred the title of its patent to a Native American tribe, which then moved to terminate the patent proceeding on the basis of sovereign immunity. Concluding that tribal sovereign immunity cannot be asserted in inter partes review, the Federal Circuit affirmed the denial of the Tribe's motion to terminate the proceeding.




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People v. Jurgins

(Court of Appeals of New York) - Sentence for robbery in the first degree is reversed where defendant's prior conviction for attempt to commit robbery in Washington, D.C. is not the equivalent of a felony in New York and cannot serve as a proper basis for a second felony offender adjudication.



  • Criminal Law & Procedure

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People v. Varenga

(Court of Appeals of New York) - Conviction for assault in the second degree is affirmed and the court held that when a new rule is announced during the one-year grace period for filing a notice of appeal, a judgment becomes final 30 days after sentencing where a defendant does not file a timely direct appeal and does not move for leave to file a late notice of appeal under CPL 460.30 (1).



  • Criminal Law & Procedure

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People v. Holley

(Court of Appeals of New York) - Conviction for attempted robbery and two counts of assault is affirmed where the People met their burden to rebut a presumption of an unduly suggestive array after failing to preserve the computer-generated array of photographs that led to defendant's identification. The court expressly extended the presumption of suggestiveness to the People's failure to preserve a record of computer-generated photo arrays.



  • Criminal Law & Procedure

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People v. Watson

(Court of Appeals of New York) - Conviction for criminal possession of a weapon and resisting arrest is affirmed where the trial court did not abuse its discretion in relieving defendant’s attorney and appointing new counsel. Attorney’s employer, New York County Defender Services, represented the key government witness in a separate case arising from the same occurrence and refused to permit defendant’s attorney to search for and potentially call him as a witness.



  • Ethics & Professional Responsibility
  • Criminal Law & Procedure

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People v. Gross

(Court of Appeals of New York) - Conviction for course of sexual conduct against a child in the first degree and endangering the welfare of a child are affirmed where defense counsel did not render ineffective assistance by: 1) not calling an expert witness to testify that the absence of physical evidence on the victim three years after the last alleged incident could indicate the victim was never anally raped by defendant; and 2) failing to object to testimony of various prosecution witnesses recalling the victim’s statements that she was being sexually abused.




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People v. Hogan

(Court of Appeals of New York) - Conviction for criminal possession of a controlled substance is affirmed where: 1) the trial court properly considered the drug factory presumption of Penal Law section 220.25(2); and 2) the decision regarding whether a defendant testifies before the grand jury is a strategic one requiring the expert judgment of counsel, and defense counsel’s refusal to facilitate defendant’s appearance before the grand jury did not amount to per se ineffective assistance of counsel.



  • Ethics & Professional Responsibility
  • Criminal Law & Procedure

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People v. Nicholson

(Court of Appeals of New York) - Conviction for sexual conduct against a child in the first degree is affirmed where the trial court did not commit reversible error in admitting rebuttal testimony intended prove defendant’s sole witness was biased and motivated to fabricate evidence. The Court clarified that the Appellate Division may rely on the record to discern an unarticulated predicate for the trial court’s evidentiary rulings.



  • Evidence
  • Judges & Judiciary
  • Criminal Law & Procedure

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People v. Jones

(Court of Appeals of New York) - Sentence following conviction for criminal sale of a controlled substance in the third degree is affirmed where the sentencing court properly refused defendant’s request to defer payment of a mandatory surcharge imposed under Penal Law section 60.35 that was not subject to the court’s discretion.




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People v. Thompson

(Court of Appeals of New York) - Sentence for robbery in the first degree based on a prior conviction for assault in the first degree is vacated and remanded for resentencing. The Court held that the revocation of probation under Penal Code section 60.01 is not the analogue of an annulment of a sentence and concluded that the original sentencing date controls for the purpose of determining the eligible look-back period in Penal Law section 70.04 for prior conviction sentencing.




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People v. Sanders

(Court of Appeals of New York) - Conviction for criminal possession of a weapon in the second and third degrees is vacated and the case remanded where the police’s seizure of defendant’s clothing from a clear hospital bag without a warrant or defendant’s consent violated his Fourth Amendment right to be free from unreasonable search and seizure.



  • Criminal Law & Procedure

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People v. DiPippo

(Court of Appeals of New York) - Conviction for felony murder and rape is reversed where the trial court abused its discretion by precluding the defendant from introducing evidence of third-party culpability and such error was not harmless under the circumstances.



  • Criminal Law & Procedure

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People v. Cedeno

(Court of Appeals of New York) - Conviction for gang assault and weapons possession is reversed where the admission of a nontestifying codefendant's redacted statement to police violated defendant's rights under the Confrontation Clause of the Sixth Amendment, and such error was not harmless.



  • Criminal Law & Procedure

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People v. Johnson

(Court of Appeals of New York) - Conviction for robbery in the second degree is reversed where the admission of a non-testifying codefendant's out-of-court statements to establish an element of the crime violated defendant's Sixth Amendment right of confrontation under Bruton v. United States, 391 U.S. 123 (1968).




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People v. Berry

(Court of Appeals of New York) - Conviction for murder in the second degree and related offenses are affirmed where the trial court: 1) properly permitted the People to call a government witness who invoked his Fifth Amendment rights before receiving immunity; 2) properly permitted the government to use a redacted statement for the limited purpose of impeaching its own witness; and 3) did not abuse its discretion by precluding defendant's expert from testifying with regard to the effects of event stress on eyewitness identification.




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People v. Berry

(Court of Appeals of New York) - Conviction for murder in the second degree and related offenses are affirmed where the trial court: 1) properly permitted the People to call a government witness who invoked his Fifth Amendment rights before receiving immunity; 2) properly permitted the government to use a redacted statement for the limited purpose of impeaching its own witness; and 3) did not abuse its discretion by precluding defendant's expert from testifying with regard to the effects of event stress on eyewitness identification.




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People v. King

(Court of Appeals of New York) - Conviction for first-degree burglary and assault is affirmed where: 1) defendant's right to a trial by jury was not impaired by the trial court's failure to adhere to the statutory procedural protection for excusing potential jurors for hardship; 2) the trial court did not abuse its discretion by excluding defendant's third-party culpability evidence as not probative and speculative; and 3) the prosecutor's reference to defendant's gender in summation was inexcusable and irrelevant, but defense counsel's failure to object was not ineffective assistance of counsel.



  • Criminal Law & Procedure

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People v. Gray

(Court of Appeals of New York) - Conviction for second-degree intentional murder is affirmed where defendant's attorney did not render ineffective assistance of counsel by failing to move to reopen the suppression hearing following a detective's trial testimony about his interview with defendant.



  • Criminal Law & Procedure

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People v. Johnson

(Court of Appeals of New York) - Conviction for multiple counts of robbery and larceny is affirmed where the People's use of defendant's non-privileged telephone conversations, made while in custody at Rikers Island, did not violate defendant's Sixth Amendment right to counsel and the dissemination of recordings of conversations at the District Attorney's request does not violate state law.



  • Criminal Law & Procedure

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People v. Williams

(Court of Appeals of New York) - Conviction for criminal sale of a controlled substance is affirmed where defendant was given a reasonable opportunity to object to the legality of his guilty plea and didn't do so, thus failing to preserve his claim challenging the validity of his plea.



  • Criminal Law & Procedure

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People v. Badalamenti

(Court of Appeals of New York) - Conviction for assaults and related offenses is affirmed where a parent or guardian can vicariously consent on behalf of a child to create an audio or video recording of a conversation to which the child is a party, pursuant to Penal Code section 250.00 (2), provided that the parent or guardian has a good faith, objectively reasonable basis to believe that it is necessary in order to serve the best interests of his or her minor child.



  • Criminal Law & Procedure

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People v. Powell

(Court of Appeals of New York) - Conviction for first-degree murder and other crimes is affirmed. The Court held that New York's standard for admitting evidence of third-party culpability, articulated in People v. Primo, 96 N.Y.2d 351 (2001), is consistent with Holmes v. South Carolina, 547 U.S. 319 (2006) and does not infringe on a defendant's constitutional right to present a complete defense.



  • Criminal Law & Procedure