compliance

Despite certain progress, the OECD remains concerned with Russia’s compliance with key provisions of the OECD Anti-Bribery Convention

Russia has yet to address key provisions of the OECD Anti-Bribery Convention, which entered into force in Russia in April 2012. It has not yet fully implemented recommendations for strengthening its framework for combating foreign bribery and should be more proactive in detecting, investigating and prosecuting foreign bribery cases.




compliance

Anti-Corruption Ethics and Compliance Handbook for Business

Developed by companies, for companies, with assistance from the OECD, UNODC, and World Bank, this Handbook serves as a useful, practical tool for companies seeking compliance advice in one, easy-to-reference publication. It brings together the major business guidance instruments for companies and illustrates them using real-life, anonymised case studies provided by companies.




compliance

Webcast on anti-corruption ethics and compliance tools from UNODC, OECD, World Bank

Based on the OECD-UNODC-World Bank Anti-Corruption Ethics and Compliance Handbook, this webcast organised by KPMG offered an opportunity for attendees to learn about and understand the value of anti-corruption and ethics compliance best practices and how to use them to enhance their programmes.




compliance

Argentina must urgently enact Corporate Liability Bill to rectify serious non-compliance with Anti-Bribery Convention

Some 16 years after joining the OECD Anti-Bribery Convention, Argentina remains in serious non-compliance.




compliance

Pesticide compliance and enforcement: new website

Safeguarding people’s health and the environment through responsible marketing and use of pesticides in agriculture relies on regulation, and compliance with this regulation. OECD have launched an online resource to help regulators in different countries share their experiences and best practice and to act as a portal for information on pesticide compliance and enforcement.




compliance

OECD Series on Principles of Good Laboratory Practice (GLP) and Compliance Monitoring

The purpose of this document is to give guidance to Receiving Authorities on the evaluation of the GLP compliance status of nonclinical safety studies submitted for regulatory purposes. This guidance does not address the scientific evaluation and interpretation of the submitted data or the risk assessment based on these data.




compliance

Non-compliance and violations of RTE Act in TN schools


The Comptroller and Auditor General (CAG) of India’s report on Tamil Nadu (General and Social Sector) for the year ending on March 31, 2014 got tabled in the state assembly last month. Himanshu Upadhyaya analyses the report and asks question on the non-responsiveness of the state government to CAG’s performance review.




compliance

‘Ensure complianceof Covid-19 protocols’




compliance

EBA sets deadline for SCA compliance for December 2020

(The Paypers) The European Banking...




compliance

Blockpass, Tozex partner for KYC, AML compliance of crypto trading

Blockpass and crypto asset platform


compliance

To Prevent Sexual Harassment, Academic Institutions Should Go Beyond Legal Compliance to Promote a Change in Culture - Current Approaches Have Not Led to Decline in Harassment

A systemwide change to the culture and climate in higher education is needed to prevent and effectively respond to sexual harassment, says a new report from the National Academies of Sciences, Engineering, and Medicine.




compliance

To Increase Protection of Miners from Black Lung Disease, A Comprehensive Report on Underground Coal Mine Dust Exposure Says Monitoring and Sampling Should Go Beyond Regulatory Compliance

Black lung disease cases in coal miners have been increasing since 2000 for uncertain reasons.




compliance

Environmental compliance assurance systems compared in OECD study

Systems for ensuring industry compliance with pollution regulations in eight countries have been assessed by an OECD study. OECD countries have been making good progress in designing and introducing new environmental policies. However, they are generally not on track to meet the policies’ goals. A major reason for this ‘implementation gap’ is low compliance with respective regulatory requirements, for instance, emission limit values.




compliance

Network for Ireland’s Environmental Compliance and Enforcement (NIECE): a story of successful implementation

Ireland’s Environmental Protection Agency (EPA) established the Network for Ireland’s Environmental Compliance and Enforcement (NIECE) over 10 years ago to ensure an effective, integrated, national approach to the enforcement of environmental legislation, as presented in a recent conference paper and a report from the EPA.




compliance

Monitoring marine waters for WFD compliance

Recent work in the coastal Mediterranean waters of the ‘Comunidad Valencia’ in Eastern Spain confirms that wastewater treatment plants (WWTPs) are a significant source of pollutants that need monitoring under the Water Framework Directive (WFD) and Priority Substances Directive. However, these substances also directly enter coastal waters from mixed urban, industrial and agricultural sources, creating a challenge for the development of control measures.




compliance

Cloud solutions for tax compliance gaining popularity

​​The current lockdown has prompted even fence-sitters to begin using these tools, as they face constraints in accessing critical information that resides on systems in company premises




compliance

Environmental compliance assurance and combatting environmental crime July 2016

How does the law protect the environment? The responsibility for the legal protection of the environment rests largely with public authorities such as the police, local authorities or specialised regulatory agencies. However, more recently, attention has been focused on the enforcement of environmental law — how it should most effectively be implemented, how best to ensure compliance, and how best to deal with breaches of environmental law where they occur. This Thematic Issue presents recent research into the value of emerging networks of enforcement bodies, the need to exploit new technologies and strategies, the use of appropriate sanctions and the added value of a compliance assurance conceptual framework.




compliance

Former FCA insider develops compliance platform for brokers

Industry veteran Michael Sicsic partners with Governor Software to help brokers and insurers digitalise key compliance processes in a changing regulatory environment.




compliance

Consumer Data Right Compliance and Enforcement Policy released

8 May 2020

The ACCC and the Office of the Australian Information Commissioner (OAIC) today jointly released the Compliance and Enforcement Policy for the Consumer Data Right.

The Policy outlines the approach that the ACCC and the OAIC have adopted to encourage compliance with, and address breaches of, the Consumer Data Right regulatory framework. The Policy has been developed following consultation with current and future data holders and recipients.

‘‘The Consumer Data Right is an important reform that will give consumers greater access to and control over their data,” ACCC Commissioner Sarah Court said.

“With this important reform come significant and serious safeguards.”

“It is the responsibility of each Consumer Data Right participant to be fully aware of their regulatory obligations or face scrutiny by the ACCC and the OAIC,” Ms Court said.

“Today’s release of the Compliance and Enforcement Policy helps clarify these obligations as people prepare to participate in the Consumer Data Right from July 2020.”

The ACCC and OAIC have adopted a strategic risk-based approach to compliance and enforcement, which focuses on building consumer confidence in the security and integrity of the Consumer Data Right system.

“My office and the ACCC will work in partnership to monitor and actively enforce participants’ compliance with their regulatory obligations, including the privacy safeguards,” Australian Information Commissioner and Privacy Commissioner Angelene Falk said.

“A strong regulatory framework is in place to protect privacy and build public confidence in the Consumer Data Right, and the Compliance and Enforcement Policy released today provides increased certainty about how we will uphold these consumer protections.”

“Economic reforms like the Consumer Data Right which build consumer confidence in the use of their personal information and encourage innovation will be critical to our recovery after the COVID-19 outbreak,” Commissioner Falk said.

The ACCC and OAIC will regularly review the Compliance and Enforcement Policy so that it continues to reflect best practice regulation and evolves with the Consumer Data Right regime.

A copy of the Compliance and Enforcement Policy is available online.

This media release was jointly issued with the Office of the Australian Information Commissioner.

Background

Principles

The ACCC and OAIC will adopt a strategic risk-based approach to compliance and enforcement which recognises the joint regulatory model and a requirement to deal with breaches of the legislation efficiently and effectively. Both agencies will act with integrity, professionalism and in the public interest, guided by the principles of accountability, efficiency, fairness, proportionality and transparency.

Compliance monitoring tools

The ACCC and OAIC will use a wide range of information sources and monitoring tools to assess compliance and identify potential breaches of the Consumer Data Right legislation (including Privacy Safeguards), Consumer Data Right Rules and Data Standards. These sources and tools will include:

  • stakeholder intelligence and complaints
  • business reporting, which will include summaries of Consumer Data Right complaint data
  • audits and assessments
  • information requests and compulsory notices.

Enforcement options

There are a range of enforcement options available to respond to and resolve breaches of the Consumer Data Right legislation (including the Privacy Safeguards), Consumer Data Right Rules and Data Standards. These include:

  • administrative resolutions, whereby a business provides a voluntary written commitment to address a non-compliance issue
  • infringement notices and court-enforceable undertakings
  • suspension or revocation of accreditation by the ACCC (as the accreditor)
  • determination and declarations, using the OAIC’s power to make a determination following an investigation, to either dismiss or substantiate a breach of a Privacy Safeguard or Rule relating to the privacy or confidentiality of Consumer Data Right data
  • court proceedings (which may result in penalties, injunctions and other orders).
Release number: 
93/20
ACCC Infocentre: 

Use this form to make a general enquiry.

Media enquiries: 
Media team - 1300 138 917
Audience




compliance

James K. Ryan, Former SVP of Sales at Reg Ed to Spearhead Business Development Efforts at Compliance Risk Concepts LLC

CRC expects to make a big push into the insurance compliance arena in 2019 with new Director of Business Development




compliance

hipaapoliciesandprocedures.com Launches HIPAA Security & Privacy Compliance Toolkit & HIPAA Policy Templates for Local, State, and Federal Agencies for Assisting with HIPAA Certification

The HIPAA Security & Privacy Compliance Toolkit (HSPCT) - Government Edition - is the most comprehensive set of Health Insurance Portability and Accountability Act (HIPAA) documents found anywhere in North America today.




compliance

Legionella Compliance Solutions to Speak at Buildings NY

Only Standalone Legionella Company to Present at Industry Show




compliance

Ezentria ComplyWise Helps Small and Midsize Businesses Achieve and Maintain Information Security Compliance

Proven 14-step process enables companies with limited internal information security resources to compete for new business




compliance

Blockchain App Factory Launches an STO-in-a-Box Solution Containing Tokenization, Legal Compliance, Fundraising and Investor Management

Having a wide spectrum of clients from the ICO days, to corporate solutions on smart ledger technologies, Blockchain App Factory has now come up with the most comprehensive approach to Security Token Offerings.




compliance

TekStream Achieves SOC 1 and SOC 2 Type 2 Compliance Certification

TekStream's information security practices, policies, and procedures are officially approved to meet the SOC 1 and 2 trust principles criteria for security, availability, processing integrity, and confidentiality




compliance

New TeacherLock® II / SaberLock™ II Provide Instant Lockdown and Code Compliance in 50 States

Defcon Products, LLC, manufacturer of the TeacherLock / SaberLock lockdown device is pleased to announce today that it has added TeacherLock II (TL-II) and SaberLock II (SL-II) to its family of emergency lockdown devices.




compliance

Small Entity Compliance Guide for the Respiratory Protection Standard

This Small Entity Compliance Guide (SECG) is intended to help small businesses comply with the Occupational Safety and Health Administration’s (OSHA) Respiratory Protection standard (63 FR 1152; January 8, 1998). OSHA’s goal for this document is to provide small entities with a comprehensive step-by-step guide complete with checklists and commonly asked questions that will aid both employees and employers in small businesses with a better understanding of OSHA’s respiratory protection standard.




compliance

Leveraging Microsoft 365 for CCPA and GDPR compliance

Companies that already have or intend to invest in Microsoft 365 can save significant time and money by simply learning to configure and deploy various tools and features already included in Microsoft 365 to help meet privacy requirements




compliance

Will expedite scrappage policy, extend compliance timelines for auto companies where possible: Gadkari

“I have been trying for the last two years to pursue the scrappage policy. I have asked the Secretary (ministry of road transport and highways) to expedite the scrappage policy. Because this will help reduce production cost,” Gadkari said in an interaction with SIAM Institute on Thursday.




compliance

SEC Office of Compliance Inspections and Examinations Publishes Risk Alerts Providing Advance Information Regarding Inspections for Compliance with Regulation Best Interest and Form CRS

The Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) has issued two risk alerts: Examinations that Focus on Compliance with Regulation Best Interest and Examinations that Focus on Compliance with…




compliance

2019 FOIA Litigation and Compliance Report Now Available

Newly published FOIA Litigation and Compliance Report details a range of efforts by OIP to encourage government-wide compliance with the FOIA, including new policy guidance, robust government-wide training, and other open government initiatives.




compliance

New Auphonic Privacy Policy and GDPR Compliance

The new General Data Protection Regulation (GDPR) of the European Union will be implemented on May 25th, 2018. We used this opportunity to rework many of our internal data processing structures, removed unnecessary trackers and apply this strict and transparent regulation also to all our customers worldwide.

Image from pixapay.com.

At Auphonic we store as few personal information as possible about your usage and production data.
Here are a few human-readable excerpts from our privacy policy about which information we collect, how we process it, how long and where we store it - for more details please see our full Privacy Policy.

Information that we collect

  • Your email address when you create an account.
  • Your files, content, configuration parameters and other information, including your photos, audio or video files, production settings, metadata and emails.
  • Your tokens or authentication information if you choose to connect to any External services.
  • Your subscription plan, credits purchases and production billing history associated with your account, where applicable.
  • Your interactions with us, whether by email, on our blog or on our social media platforms.

We do not process any special categories of data (also commonly referred to as “sensitive personal data”).

How we use and process your Data

  • To authenticate you when you log on to your account.
  • To run your Productions, such that Auphonic can create new media files from your Content according to your instructions.
  • To improve our audio processing algorithms. For this purpose, you agree that your Content may be viewed and/or listened to by an Auphonic employee or any person contracted by Auphonic to work on our audio processing algorithms.
  • To connect your Auphonic account to an External service according to your instructions.
  • To develop, improve and optimize the contents, screen layouts and features of our Services.
  • To follow up on any question and request for assistance or information.

When using our Service, you fully retain any rights that you have with regards to your Content, including copyright.

How long we store your Information

Your Productions and any associated audio or video files will be permanently deleted from our servers including all its metadata and possible data from external services after 21 days (7 days for video productions).
We will, however, keep billing metadata associated with your Productions in an internal database (how many hours of audio you processed).

Also, we might store selected audio and/or video files (or excerpts thereof) from your Content in an internal storage space for the purpose of improving our audio processing algorithms.

Other information like Presets, connected External services, Account settings etc. will be stored until you delete them or when your account is deleted.

Where we store your Data

All data that we collect from you is stored on secure servers in the European Economic Area (in Germany).

More Information and Contact

For more information please read our full Privacy Policy.

Please do not hesitate to contact us regarding any matter relating to our privacy policy and GDPR compliance!







compliance

Script compliance and quality assurance based on speech recognition and duration of interaction

Apparatus and methods are provided for using automatic speech recognition to analyze a voice interaction and verify compliance of an agent reading a script to a client during the voice interaction. In one aspect of the invention, a communications system includes a user interface, a communications network, and a call center having an automatic speech recognition component. In other aspects of the invention, a script compliance method includes the steps of conducting a voice interaction between an agent and a client and evaluating the voice interaction with an automatic speech recognition component adapted to analyze the voice interaction and determine whether the agent has adequately followed the script. In yet still further aspects of the invention, the duration of a given interaction can be analyzed, either apart from or in combination with the script compliance analysis above, to seek to identify instances of agent non-compliance, of fraud, or of quality-analysis issues.




compliance

Network-based revocation, compliance and keying of copy protection systems

A method of authenticating a device involves establishing a local connection between a local target device and a local source device; at the source device, obtaining credentials of the target device via the local connection; at the source device, sending the credentials to a cloud authentication server via a secure communication channel; at the cloud authentication server, checking the credentials of the target device against a database of known good devices; at the source device, receiving a message from the cloud authentication server via the secure communication channel, said message indicating that the target device is authenticated; and delivering content from the source device to the target device on the condition that the target device is authenticated. This abstract is not to be considered limiting, since other embodiments may deviate from the features described in this abstract.




compliance

Personal compliance dispenser

A portable personal dispenser assembly comprising a combination of a dispenser and a communication enabled, portable handheld pocket-sized, personal computer in which the pocket-sized personal computer performs compliance monitoring of use of the dispenser and preferably controls and powers the use of the dispenser.




compliance

Medical oscillating compliance devices and uses thereof

The present invention relates to devices and systems that alter intracranial compliance, cerebral blood flow and/or intracranial pressure pulsatility/waveform by oscillating the contraction and expansion of a compressible composition within the cranial or spinal cavities such that they increase intracranial capacity. The contraction and expansion of the compressible composition in the oscillating compliance devices can be due to an individual's intracranial pressure, the result of the expansion and compression of a reservoir which is mediated by the contractility of the heart or driven by a pump gaited to a biorhythm. The invention also relates to methods for protecting an individual's brain from abnormal arterial pulsations and for altering an individual's cerebral blood flow using the devices and systems of the invention. The oscillating compliance devices can be used to treat several diseases and/or conditions characterized by altered/abnormal intracranial compliance, cerebral blood flow and/or intracranial pressure pulsatility/waveform, including hydrocephalus, stroke, dementia and migraine headaches, vasospasms, congestive heart failure, cardiopulmonary bypass or carotid endarterectomy.




compliance

Episode 0x18: 12 Years of Compliance: A Historical Perspective

Bradley and Karen play a speech recording of Bradley's presentation at OSCON 2011, entitled 12 Years of FLOSS License Compliance: A Historical Perspective.

Show Notes:

Segment 0 (00:36)

Segment 1 (05:02)

Segment 2 (52:35)


Send feedback and comments on the cast to <oggcast@faif.us>. You can keep in touch with Free as in Freedom on our IRC channel, #faif on irc.freenode.net, and by following Conservancy on on Twitter and and FaiF on Twitter.

Free as in Freedom is produced by Dan Lynch of danlynch.org. Theme music written and performed by Mike Tarantino with Charlie Paxson on drums.

The content of this audcast, and the accompanying show notes and music are licensed under the Creative Commons Attribution-Share-Alike 4.0 license (CC BY-SA 4.0).




compliance

0x2A: Conservancy's Compliance Project

Karen and Bradley discuss Software Freedom Conservancy's announcement regarding its coordinated license compliance program.

Show Notes:

Segment 0 (00:36)

Karen and Bradley discuss Software Freedom Conservancy's announcement regarding its coordinated license compliance program.


Send feedback and comments on the cast to <oggcast@faif.us>. You can keep in touch with Free as in Freedom on our IRC channel, #faif on irc.freenode.net, and by following Conservancy on on Twitter and and FaiF on Twitter.

Free as in Freedom is produced by Dan Lynch of danlynch.org. Theme music written and performed by Mike Tarantino with Charlie Paxson on drums.

The content of this audcast, and the accompanying show notes and music are licensed under the Creative Commons Attribution-Share-Alike 4.0 license (CC BY-SA 4.0).




compliance

Episode 0x38: FOSDEM 2013: GPL Compliance Panel

Karen and Bradley listen to and discuss the GPL Compliance Panel from FOSDEM 2013.

Show Notes:

Segment 0 (00:00:34)

Karen and Bradley have some not-so-witty banter about the FOSDEM 2013 Legal and Policy Issues DevRoom.

Segment 1 (00:07:19)

The speakers on the panel are (in order of appearance):

Segment 2 (01:02:51)

  • Bradley mentioned the Comic Book Guy from The Simpsons, but incorrectly said he didn't have an actual name, which he does (Jeff Albertson) (01:05:30)

Send feedback and comments on the cast to <oggcast@faif.us>. You can keep in touch with Free as in Freedom on our IRC channel, #faif on irc.freenode.net, and by following Conservancy on on Twitter and and FaiF on Twitter.

Free as in Freedom is produced by Dan Lynch of danlynch.org. Theme music written and performed by Mike Tarantino with Charlie Paxson on drums.

The content of this audcast, and the accompanying show notes and music are licensed under the Creative Commons Attribution-Share-Alike 4.0 license (CC BY-SA 4.0).




compliance

Accelerate the path to PCI DSS data compliance using IBM Guardium

This article gives you a step-by-step overview of using the Payment Card Industry (PCI) Data Security Standard (DSS) accelerator that is included with the standard IBM Guardium data security and protection solution. The PCI DSS is a set of technical and operational requirements designed to protect cardholder data and applies to all organizations who store, process, use, or transmit cardholder data. Failure to comply can mean loss of privileges, stiff fines, and, in the case of a data breach, severe loss of consumer confidence in your brand or services. The IBM Guardium accelerator helps guide you through the process of complying with parts of the standard using predefined policies, reports, group definitions, and more.




compliance

Police to use helicopters, door knocks and numberplate scanners to check for coronavirus compliance

With helicopters in the air, police patrols of holiday destinations and numberplate scanning, leaders around the country warn there will be no tolerance for breaches of the strict self-isolation measures.





compliance

Murray-Darling Basin inspector-general to oversee water efficiency, compliance and allegations of theft

A Murray-Darling Basin inspector-general will focus of water efficiency, compliance and theft under a proposal by Water Minister David Littleproud.




compliance

Queen’s Award winners launch another innovative compliance-control product

TruTac, the tachograph and compliance software provider that recently received a Queen’s Award for Innovation, has launched a new fleet system for the planning and management of HGV and PSV vehicle maintenance and compliance.




compliance

Principal threatens to run alternative schools illegally despite non-compliance report

The principal of three alternative schools in New South Wales says she will run them illegally if she is forced to close following a scathing report into their compliance.




compliance

VRCompliance LLC v. Homeaway, Inc.

(United States Fourth Circuit) - The district court did not abuse its discretion in staying plaintiffs' action seeking declaratory relief that it was not committing violations asserted by defendants in an earlier filed state law action, pending the resolution of the earlier parallel state lawsuit filed by defendants, where plaintiffs had every opportunity to procure a federal forum by removing defendants' first filed state suit rather than by bringing a separate federal action in an entirely separate federal district.




compliance

IBM Announces New Capabilities to Help On-Premises Customers Effectively Manage Compliance Data with Object Storage

IBM today announced two significant milestones in making the on-premises IBM Cloud Object Storage System much more accessible for customers with new compliance-enabled vaults and concentrated dispersal mode capabilities.




compliance

IBM Announces Planned Acquisition of Promontory to Transform Regulatory Compliance with Watson

IBM today announced plans to acquire Promontory Financial Group, a global market-leading risk management and regulatory compliance consulting firm. Upon close, the capabilities of Promontory combined with IBM's deep industry expertise and Watson’s cognitive capabilities will directly address the massive operational effort and manual cost of escalating regulation and risk management requirements.




compliance

What will an ETF listed under Nasdaq Rule 5704 need to submit to Nasdaq to evidence compliance with the continued listing standards?

Publication Date: Apr 10 2020 Funds listed under Nasdaq Rule 5704 are required to submit an annual certification regarding the funds compliance with Rule 6c-11 during the most recent fiscal year. The certification is required within 30 calendar days of a fund’s fiscal year end. The certification can be found here....




compliance

Report of the fifth meeting of the Compliance Committee now available.