Jean-Luc Veraguas, 51, of Plantation, Fla., was sentenced by U.S. District Judge Frederico A. Moreno in the Southern District of Florida.

A former securities broker pleaded guilty today for his role in a scheme to defraud thousands of investors through the manipulation of publicly traded stocks.

A former financial services broker was sentenced today in U.S. District Court for the Southern District of New York, for his participation in conspiracies related to bidding for contracts for the investment of municipal bond proceeds and other municipal finance contracts.

A Miami title agent and former mortgage broker was found guilty late yesterday, Feb. 4, 2013, for her role in a “reverse mortgage” fraud scheme in connection with a loan worth more than $400,000.

A 76-count indictment was unsealed yesterday charging four former officials of the Peanut Corporation of America and a related company with numerous charges relating to salmonella-tainted peanuts and peanut products.

Two employees of a U.S. broker-dealer and a senior official in Venezuela’s state economic development bank have been charged in New York’s federal court for their alleged roles in a massive international bribery scheme.

A former stock broker was sentenced to prison today for his role in an extensive pump-and-dump stock manipulation scheme.

A managing partner of a U.S. broker-dealer was arrested today on felony charges arising from a conspiracy to pay bribes to a senior official in Venezuela’s state economic development bank, Banco de Desarrollo Económico y Social de Venezuela (BANDES).

Jonathan Deck, 59, of Norwood, N.J., was sentenced today in federal court in Utica, N.Y., to 15 months in prison for conspiring to commit wire fraud in connection with the illegal dumping of thousands of tons of asbestos-contaminated construction debris on a 28-acre piece of property on the Mohawk River in upstate New York, the Justice Department announced.

Three employees of a New York-based U.S. broker-dealer have pleaded guilty for their roles in bribery schemes involving two state economic development banks in Venezuela.

Two former derivatives brokers and a former cash broker employed by London-based brokerage firm ICAP were charged as part of the ongoing criminal investigation into the manipulation of the London Interbank Offered Rate (LIBOR), the Justice Department announced today.

An indictment was unsealed today charging Dominick Pannitti, formerly of North Bellmore, N.Y., with tax crimes, the Justice Department announced.

A patient broker of a South Florida psychiatric hospital was sentenced today to serve 24 months in prison followed by three years of supervised release for her participation in a $67 million Medicare fraud scheme.

A former Florida-licensed real estate associate and mortgage broker was sentenced to serve 135 months in prison for his role in a $2.4 million mortgage fraud scheme.

The chief executive officer and a managing partner of a New York-based U.S. broker-dealer were arrested today on felony charges arising from a conspiracy to pay bribes to a senior official in Venezuela’s state economic development bank.

Two Miami, Florida, residents pleaded guilty this week to participating in a mortgage fraud scheme involving the sale of condominium units in the Miami area

The ambitious Grand Ethiopian Renaissance Dam (GERD) has been a point of contention among Ethiopia, Egypt, and Sudan in recent years. The GERD is now 70 percent complete and its reservoir expected to start being filled in the rainy season of 2020. The three countries, however, have not yet reached an agreement on the process…

There may be no free lunch in the financial services industry, but there is now free trading of stocks, exchange-traded funds and options as custodians eliminate commissions for retail and financial advisor clients.

Regulation Best Interest (Reg BI), the new rules passed by the SEC in September, may have raised the standard of care required of brokers making investment recommendations to their clients, but it didn't clear up the confusion about the differences between registered investment advisors and brokers.

Many real estate deals were renegotiated or cancelled when the world was placed on hold due to the coronavirus pandemic. CNBC's Robert Frank reports the numbers.

Can I Open account with zero brokerage company for share buy/sell.Whether it is safe? Please clarify..

Shares in brokerage firm drop overnight after it discloses payments to clearing houses

Viral outbreak has sped shift to online platforms, squeezing many traditional outfits

I use an online stock broker to purchase shares in quoted companies 

The nanny was allegedly hired from the Philippines by agents for Tony Lam and lived with him and his wife and their two children in the Sydney CBD.

German Chancellor Angela Merkel and President Emmanuel Macron of France both sat down separately with Iranian President Hassan Rouhani at the UN in New York.

Treasury officials and the City watchdog expressed concern after it emerged a company is charging £500 upfront, then a percentage of the value of the loan if the application is successful.

Small companies and stockbrokers welcomed the chance that shares quoted on the junior Alternative Investment Market may qualify for tax relief under the Individual Savings Account shelter.

FMCG major Hindustan Unilever (HUL) jumped 4.81% to end at Rs 2088.35 after a foreign brokerage reportedly maintained an 'outperform' rating on the stock with a target of Rs 2,400 per share.

To expect poor and marginal farmers to trade online seems to be a wild imagination of a stockbroker, says Devinder Sharma.

Japanese brokerage Nomura warned of a likely downgrade of the sovereign by global ratings agencies while American brokerage Goldman Sachs (GS) said RBI will cut rates by another 1 percentage point to arrest the economic slide.

Shares of Hindustan Unilever Limited (HUL) gained over 3 percent on Friday after foreign portfolio investor Societe General picked up 1.29 crore shares of the 5.69 percent stake off-loaded by GSK on Thursday. British drugmaker GlaxoSmithKline Pte (GSK) and Horlicks sold

Brokerages have a positive view on the stock with a target price of Rs 41 (upside potential of 74.5 percent) in medium to long term.

On the front of earnings, the company is expected to see a contraction in sales and EBITDA margin for FY21 but FY22 may be the year of revival.

The Nifty Auto Index has corrected by about 21 percent in the past two months, compared to an18 percent decline in the Nifty.

The Nifty Mid-cap 100 was up 15.4 percent in Apr’20, as against the Nifty’s rise of 14.7 percent. In the last 12 months, mid-caps were down 23% as against Nifty’s decline of 16 percent.

Dewey Library - JZ6009.S64 Y87 2018

Japanese brokerage firm Nomura has received an equity brokerage licence in the country and also memberships of the Bombay Stock Exchange and National Stock Exchange, a British media report said on Sunday.

Online Resource

American Institute of Certified Public Accountants, author

Reed, David (Carl David), 1957-

Novelis informed that its net income attributable to its common shareholder came in at $63 million for the quarter under review, down 39 per cent year-on-year (YoY

MCX said that it had settled the contract according to the formula in the contract, which has been followed for the last 15 years

The proposed listing will help the government in achieving its disinvestment target of Rs 2.1 trillion for 2020-21