dealers

A Tampa Hudson automobile dealership showroom




dealers

A Ford truck in the showroom of a Ford dealership




dealers

Tampa Auto Dealers Association float in the Gasparilla parade




dealers

Canadian Securities Regulatory Requirements Applicable to Non-Resident Broker-Dealers, Advisers and Investment Fund Managers

Published: November 2012


Canadian Securities Regulatory Requirements Applicable to Non-Resident Broker-Dealers, Advisers and Investment Fund Managers provides foreign securities and investment firms with essential information they need about Canadian securities regulatory licensing requirements.

Written with Canada’s top securities law experts at McCarthy Tétrault LLP, this resource serves as a comprehensive guide to foreign securities and investment firms seeking Canadian clients. In short, anyone who has clients conducting securities business in Canada will require this resource. Foreign investment managers will also require this information to act as an investment fund manager in Canada.

The book covers topics that should be addressed by non-residents before trading securities or providing investment advice to any person or company within Canada.

What's included:

  • Dealer registration
  • Adviser registration
  • Investment fund manager registration
  • Prospectus requirements

If you would like more details about this product, or would like to order a copy online, please click here.




dealers

Bihar govt asks dealers not to deny ration citing tech issues




dealers

Complaints against PDS dealers in Jharkhand, Bihar amid food crisis