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Canadian Securities Regulatory Requirements Applicable to Non-Resident Broker-Dealers, Advisers and Investment Fund Managers

Published: November 2012


Canadian Securities Regulatory Requirements Applicable to Non-Resident Broker-Dealers, Advisers and Investment Fund Managers provides foreign securities and investment firms with essential information they need about Canadian securities regulatory licensing requirements.

Written with Canada’s top securities law experts at McCarthy Tétrault LLP, this resource serves as a comprehensive guide to foreign securities and investment firms seeking Canadian clients. In short, anyone who has clients conducting securities business in Canada will require this resource. Foreign investment managers will also require this information to act as an investment fund manager in Canada.

The book covers topics that should be addressed by non-residents before trading securities or providing investment advice to any person or company within Canada.

What's included:

  • Dealer registration
  • Adviser registration
  • Investment fund manager registration
  • Prospectus requirements

If you would like more details about this product, or would like to order a copy online, please click here.




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Mediated messages: periodicals, exhibitions and the shaping of postmodern architecture / edited by Véronique Patteeuw and Léa-Catherine Szacka

Rotch Library - NA682.P67 M43 2018




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Stories of house and home: Soviet apartment life during the Khrushchev years / Christine Varga-Harris

Online Resource




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[ASAP] Reactivity of Amidinatosilylenes and Amidinatogermylenes with [PtMe<sub>2</sub>(?<sup>4</sup>-cod)]: <italic toggle="yes">cis</italic>- versus <italic toggle="yes">trans</italic>-[

Organometallics
DOI: 10.1021/acs.organomet.0c00188




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Solvent-free and montmorillonite K10-catalyzed domino reactions for the synthesis of pyrazoles with alkynylester as a dual synthon

Green Chem., 2020, 22,2388-2393
DOI: 10.1039/D0GC00162G, Communication
Sesuraj Babiola Annes, Rajendhiran Saritha, Saravanan Subramanian, Bhaskaran Shankar, Subburethinam Ramesh
A highly regioselective, solvent-free and montmorillonite K10 clay-catalyzed domino process with an unprecedented C–C bond formation reaction is described for the synthesis of new class of tri-substituted and di-substituted pyrazole derivatives.
The content of this RSS Feed (c) The Royal Society of Chemistry




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Role of life-cycle externalities in the valuation of protic ionic liquids – a case study in biomass pretreatment solvents

Green Chem., 2020, Advance Article
DOI: 10.1039/D0GC00058B, Paper
Open Access
  This article is licensed under a Creative Commons Attribution 3.0 Unported Licence.
Husain Baaqel, Ismael Díaz, Víctor Tulus, Benoît Chachuat, Gonzalo Guillén-Gosálbez, Jason P. Hallett
The combination of LCA and monetization has revealed that protic ionic liquids can be sustainable alternatives to conventional solvents.
To cite this article before page numbers are assigned, use the DOI form of citation above.
The content of this RSS Feed (c) The Royal Society of Chemistry




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Boosting the efficiency of solution-based CZTSSe solar cells by using supercritical carbon dioxide treatment

Green Chem., 2020, Accepted Manuscript
DOI: 10.1039/D0GC01355B, Paper
Hai-Qin Xiao, Wen-Hui Zhou, Dongxing Kou, Zheng-Ji Zhou, Yue-Na Meng, Yafang Qi, Shengjie Yuan, Qingwen Tian, Si-Xin Wu
Cu2ZnSn(S,Se)4 (CZTSSe) solar cells are receiving considerable attention in recent years, owing to the low cost and toxicity as well as high abundance of their constituent elements. Solution-based (mainly precursor...
The content of this RSS Feed (c) The Royal Society of Chemistry




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Casarett and Doull's toxicology : the basic science of poisons / editor, Curtis D. Klaassen, PhD, DABT, ATS, FAASLD, University Distinguished Professor and Chair (Retired), Department of Pharmacology, Toxicology and Therapeutics, School of Medicine, U




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Mosby's diagnostic and laboratory test reference / Kathleen Deska Pagana, PhD, RN (Professor Emeritus, Department of Nursing, Lycoming College, Williamsport, Pennsylvania, President, Pagana Keynotes & Presentations, http://www.KathleenPagana.com),

Pagana, Kathleen Deska, 1952- author




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Forensic histopathology : fundamentals and perspectives / Reinhard Dettmeyer

Dettmeyer, Reinhard, 1957-




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Basic immunology : functions and disorders of the immune system / Abul K. Abbas, MBBS, Andrew H. Lichtman, MD, PhD, Shiv Pillai, MBBS, PhD ; illustrations by David L. Baker, MA

Abbas, Abul K., author




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Cellular and molecular immunology / Abul K. Abbas, Andrew H. Lichtman, Shiv Pillai ; illustrations by David L. Baker, Alexandra Baker

Abbas, Abul K, author




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Report on the Inquiry into the 2017-18 annual reports of the Department of Health and Australian Hearing / House of Representatives, Standing Committee on Health, Aged Care and Sport

Australia. Parliament. House of Representatives. Standing Committee on Health, Aged Care and Sport




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Implementation plan : National Health Genomics Policy Framework : driving national action 2018-2021 / Department of Health




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Among jobless youth, resentment runs high



  • DO NOT USE Punjab and Haryana
  • India

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In driving seat, Haryana CM Manohar Lal Khattar puts brakes on Hooda recruitments, last-minute schemes



  • DO NOT USE Punjab and Haryana
  • India

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Freight rates jump, Prabhu says such adjustments are normal



  • DO NOT USE Punjab and Haryana
  • India

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Haryana Anganwadi workers’ recruitment: After HC slams ‘shoddy probe’, cops start re-investigation



  • DO NOT USE Punjab and Haryana
  • India

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13 easy Christmas recipes that are full of joy and flavour




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Congress mocks Chetan Chauhan appointment as NIFT chief




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Centre ignoring country’s ‘life line’ Railways, says TMC leader Mukul Roy




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Children say other word for PayTM is ‘PayPM’: Mamata Banerjee in Patna




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TMC MP arrest: Kejriwal attacks Modi for ‘vendetta politics’




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CBI examining reference to probe AJL plot allotment




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TMC to take out protest rally in Bhubaneswar




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Mannan contests state police chief’s appointment, extension




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‘Was attacked by TMC goons’




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Presidential Elections: Sacked TMC MLAs, lone rebel Congress legislator vote for Ram Nath Kovind




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Hutatma Chowk is a monument to police brutality




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TM Krishna interview: ‘Creating art is an act of activism’




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Calendar Congestion: The logistical nightmare that could be 2021




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Lockdown stalls Asian Games gold medallist Dingko Singh’s trip to Delhi for cancer treatment




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Daily Sports News Brief: ICC to discuss World T20 plans; lockdown stalls Dingko Singh’s cancer treatment




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Dingko Singh to be air-lifted to Delhi for cancer treatment




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Vijender Singh, Manjor Kumar raise funds for Dingko Singh’s cancer treatment




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AAI join hands with Sports Ministry to help Limba Ram’s treatment




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Boxer Dingko Singh airlifted to Delhi for cancer treatment




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CM Devendra Fadnavis sells Nagpur to attract investments at Davos



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  • India

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Maharashtra government to bear swine flu treatment cost: CM



  • DO NOT USE Maharashtra
  • India

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Budget session will be litmus test for CM



  • DO NOT USE Maharashtra
  • India

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Farm crisis: CM Devendra Fadnavis looks to Israel for help, invites team to Yavatmal, Osmanabad



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  • India

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Rahul in Mumbai court: ‘When I make a commitment, I fulfill it’



  • DO NOT USE Maharashtra
  • India

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Art should be frontally open to rejection, not these critic kind of rejections: TM Krishna




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Ludhiana: Youth held for suicide abetment tests positive; 5 cops, 8 inmates quarantined




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Indians have always stepped up to a crisis, reaffirmed commitment to shared constitutional values




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Mukul Roy addresses first BJP rally, accuses TMC of being a ‘private limited company’





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Direct Recruitment: Few of them elevated, MP advocates question the benchmark




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The Batman production halted for two weeks due to coronavirus pandemic




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Tom Hanks, wife Rita Wilson leave hospital after coronavirus treatment