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ERISA Breach of Fiduciary Duty Claims Challenging Retirement Plan Investments and Fees




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Confidentiality and Attorney-Client Privilege Issues When Conducting Internal Investigations and Audits




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OSC Staff Notice 81-736 - Summary Report for Investment Fund and Structured Product Issuers

This document is only available in PDF format.




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OSC publishes gamification research and launches new trading simulation tool for Investor Education Month

TORONTO – The Ontario Securities Commission (OSC) today released a new report that studied the impact of gamification on investors.




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OSC consults on improving retail investor access to long-term asset investments

TORONTO – The Ontario Securities Commission (OSC) today




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OSC releases 2024 Investment Fund Survey Data Dashboard

TORONTO - The Ontario Securities Commission (OSC) is pleased to announce the release of the 2024 Investment Fund Survey (IFS) data dashboard.




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OSC study finds ESG ratings greatly influence investor decisions but are difficult to understand

TORONTO – The Ontario Securities Commission (OSC) today released the results of a study examining the influence of environmental, social and governance (ESG) factors on retail investor decision making.




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OSC publishes Summary Report for Investment Fund and Structured Product Issuers

TORONTO – The Ontario Securities Commission has today published its




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Political constraints and opportunities for agricultural investment in Sudan [in Arabic]

قدمة تستعرض هذه المذكرة المشهد السياسي المعاصر في السودان،وكيفية تأثيرهعلى جدوى الاستثماراتفي القطاع الزراعيالتي تشتد الحاجة إليها لتحقيق التحول الزراعي في البلاد. ت ركزالمذكرة بشكل خاص على سلاسل القيمة في قطاعي الثروة الحيوانية والبستنة فيولاية الخرطوم،وإدارة الموارد الطبيعية في ولايتي النيل الأزرق وجنوب كردفان. أهملت الحكومات المتعاقبة إلى حد كبير قطاع الزراعة على الرغم من أنه أكبر قطاع توظيف في السودان ويساهم بنحو 56في المئة من إجمالي الصادرات (بنك السودان المركزي، 2020).




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OSC and RCMP issue joint warning on coronavirus investment scams

TORONTO – The Ontario Securities Commission (OSC), in partnership with the Royal Canadian Mounted Police (RCMP) – Integrated Market Enforcement Team (IMET), is warning the public about fraudulent investment opportunities related to the coronavirus (COVID-19).




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OSC Investor Alert: Sunil Tulsiani

TORONTO – The Ontario Securities Commission (OSC) is warning Ontario investors regarding the conduct of Sunil Tulsiani, who is permanently banned from trading securities in Ontario, and pleaded guilty to Securities Act offences in 2017.




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OSC Investor Alert: FX Bit Pro and BitFxProSignals

TORONTO – The Ontario Securities Commission (OSC) is warning Ontario investors that FX Bit Pro and BitFxProSignals are not registered to deal or advise in securities in Ontario.




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CSA Investor Alert: Investment scams imitating well-known financial brands

Toronto – The Canadian Securities Administrators (CSA) is warning the public about scammers claiming to represent large, well-known financial companies.  Recently, the CSA has noted an increase in the number of scams involving the use of professional looking electronic broch




invest

Canadian securities regulators issue warning about fraudulent investment solicitations involving crypto assets

Montréal –The Canadian Securities Administrators (CSA) warns the public about investment schemes involving fraudulent websites that solicit investments in foreign exchange (often referred to as “forex”), binary options and/or crypto assets.




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OSC Investor Alert: Ernest Anderson

TORONTO - The Ontario Securities Commission (OSC) is warning Ontario investors not to invest with Ernest Anderson (aka Edward Banayoti aka Edward Banayoti Sawiris), or any companies associated with him. Ernest Anderson is permanently banned from trading securities in Ontario.




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CSA Investor Alert: Canadian securities regulators warn the public about impersonation scams

Montreal - The Canadian Securities Administrators (CSA) is warning the public to be vigilant for unsolicited communications that come from scammers posing as CSA staff or staff of CSA members.




invest

OSC Investor Alert: Nova Tech Ltd

TORONTO – The Ontario Securities Commission (OSC) is warning investors that Nova Tech Ltd (NovaTech), which operates the website www.novatechfx.com, is not registered with the OSC in any capacity.




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OSC Investor Alert: GoldberryCo

TORONTO – The Ontario Securities Commission (OSC) is warning the public about GoldberryCo, which is operating through the websites goldberryco.com, Goldbrco.com, GoldberryCo and is not registered to sell investments in Canada.




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Investor Alert: Advisor Impersonation Schemes

TORONTO – New Self-Regulatory Organization of Canada (New SRO) and the Canadian Securities Administrators (CSA) are warning Canadian investors not to be fooled by fraudsters impersonating real investment advisors.




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Investor Alert: Investors are not required to use claims management companies to communicate with the CSA, CIRO or OBSI

TORONTO – The Canadian Securities Administrators (CSA), the Canadian Investment Regulatory Organization (CIRO), and the Ombudsman for Banking Services and Investments (OBSI) remind investors that they all offer investors services related to claims or complaints free of charge.




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Investor Alert: Fraudulent social media “investment groups” take advantage of unsuspecting investors

TORONTO – The Canadian Securities Administrators (CSA) warns Canadians about fraudulent “investment groups” promoted on social media like Facebook and Instagram. These groups could be running a scam called a “pump and dump.”How the scam works:




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OSC investor warnings and alerts for October 8–29, 2024

TORONTO – The Ontario Securities Commission (OSC) is warning Ontario investors that the following companies are not registered to deal or advise in securities in Ontario:




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CSA Notice and Request for Comment – Proposed Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds, National Instrument 81-106 Investment Fund Continuous Disclosure, National Instrument 81

This document is available as PDF only. The following links go to sections in the PDF. 




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OSC Consultation Paper 81-737 – Opportunity to Improve Retail Investor Access to Long-Term Assets through Investment Fund Product Structures

This document is only available in PDF format.




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How can African agriculture adapt to climate change: Impacts of considering climate variability on investment decisions in Ethiopia [in Amharic]

Numerous studies indicate that agricultural production is sensitive to climate variability, and lack of infrastructure in developing countries increases vulnerability to extreme climate events. In Ethiopia, the historical climate record indicates frequent droughts and floods, which can devastate agricultural production and existing infrastructure. Too much precipitation can flood crops, rot or suffocate roots, and wash out roads, creating similar economic conditions to those resulting from drought.




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Investir dans la formation professionnelle des jeunes: Programme de formation professionnelle des secteurs agropastoral et halieutique du Cameroun

L’investissement dans les agriculteurs, c’est-à-dire le capital humain de l’agriculture, est crucial pour relever les défis que posent nos systèmes agroalimentaires.




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Brandes Investment Partners & Co.

HeadnoteNational Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions -- Relief granted from paragraphs 2.5(2)(a) and (c) of National Instrument 81-102 Investment Funds to permit investment funds to invest up to 10% of their respective net asset value, in the




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Canada Life Investment Management Ltd.

HeadnoteNational Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions -- Exemption granted to existing and future alternative investment funds from the margin deposit limits in subsection 6.8(1) and paragraph 6.8(2)(c) of NI 81-102 to permit each fund to depo




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CI Investments Inc.

HeadnoteNational Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions -- relief granted under subsection 62(5) of the Securities Act to permit the extension of prospectus lapse dates by 52 days, 83 days, 99 days, 126 days, 148 days, and 191 days -- relief gra




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RP Investment Advisors LP and The Funds

HeadnoteNational Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions -- relief granted revoking and replacing existing short selling, cash cover and custodial relief to extend existing relief beyond a "government security" as defined in NI 81-102 to also inc




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How do we prioritize agrifood system policies and investments? Insights from the RIAPA modeling system

Virtual Event: June 12, 2024 at 10:00am-11:00am EDT. In this webinar, we will demonstrate how RIAPA has been used to identify priority agricultural value chains that most effectively contribute to development outcomes.





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Argonne-led Research Shows Robust Investment in Transit Benefits Both Transit and Non-Transit Users

Investments in regional transit service would create 13-times the return in value in household and travel times savings, according to new research made public today at the Chicago Transit Board of Directors’ monthly meeting.




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Investing in mediocrity

Is the key to success in financial markets a matter of luck or skill? One former bond manager shares his strategy: Win big by avoiding winning. | Subscribe to our weekly newsletter here.

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Two Indicators: The fight over ESG investing

"ESG" investing – Environmental, Social, Governance – has attracted a lot of attention from investors, and from Republican politicians who call it "woke investing." On today's show, what the fight over ESG reveals about the potential and limitations of sustainable investing.

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Investigating true crime in the animal kingdom

True crime mysteries can be dark and thrilling. But what if humans can't crack the case? What if the suspect ... isn't human? This hour, TED Radio Hour investigates crimes with a wild twist. Guests include forensic scientist Lauren Pharr Parks, author Mary Roach, dog trainer and conservationist Megan Parker, wildlife intelligence analyst Sarah Stoner. Original broadcast date: October 21, 2022.

TED Radio Hour+ subscribers now get access to bonus episodes, with more ideas from TED speakers and a behind the scenes look with our producers. A Plus subscription also lets you listen to regular episodes (like this one!) without sponsors. Sign-up at: plus.npr.org/ted.

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Tadashi Yanai dona 31 millones de dólares para apoyar el centro de investigación de humanidades japonesas en UCLA

La donación es más grande jamás otorgada a UCLA Division of Humanities.




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UCLA evaluates L.A.’s plan to invest billions of dollars in wastewater recycling infrastructure

Pure Water LA/Operation Next would increase the resiliency of drinking water supplies to future costs, earthquakes and climate-induced drought.




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Canadian collaboration to accelerate development of cancer treatments - NRC and CCAB invest over $1M to advance innovative therapies first discovered at UofT

NRC and CCAB invest over $1M to advance innovative therapies first discovered at UofTToronto, ON – An innovative collaboration between government, industry, and academia aims to accelerate the development of cancer treatments in Canada. The National Research Council of Canada (NRC) and the Toronto-based Centre for the Commercialization of Antibodies and Biologics (CCAB) have put […]




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OPEN IMPACT launches to help Canadian investors find their social and environmental impact – and bring impact investing to the mainstream

Toronto, ON – OPEN IMPACT, an online resource to help investors find financial investment products that make money – and make the world a better place – launched today at www.openimpact.ca. Impact investing is a fast-growing approach to investing that seeks financial returns as well as measurable social and/or environmental impact. According to a JP […]




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ModiFace invests in augmented reality, artificial intelligence talent at U of T

Toronto, ON – Augmented reality startup ModiFace will make a major announcement Tuesday, aimed to accelerate development of augmented reality (AR) and artificial intelligence (AI) talent at Canada’s top-ranked engineering school. The company, founded by Professor Parham Aarabi of The Edward S. Rogers Sr. Department of Electrical & Computer Engineering, uses AR and AI to […]




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“We have a responsibility to take decisive action on climate change”: University of Toronto president - Meric Gertler announces climate change challenge, new investing strategy

Meric Gertler announces climate change challenge, new investing strategy Toronto, ON — University of Toronto President Meric Gertler today unveiled a 14-point plan of specific, targeted actions that aim to make a difference on climate change now. Gertler outlined U of T’s plan to battle climate change in a bold report, Beyond Divestment: Taking Decisive […]




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U of T Welcomes Provincial Investment in New Centre Focused on Economic Success

Toronto, ON — The University of Toronto welcomes the $15M investment by the Ontario government for the new Centre for Engineering Innovation and Entrepreneurship (CEIE). As stated in the 2016 Ontario Budget introduced today, this investment will support strengthening the Innovation SuperCorridor in Ontario. This Centre will bring together smart building design and state-of-the-art learning technologies, […]




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U of T Lab Retrofit “An Historic Investment In Canadian Science And Innovation”

Toronto, ON –  In what University of Toronto President Meric Gertler called “an historic investment in Canadian science and innovation,” the federal and provincial governments are joining with the university to provide almost $190 million to upgrade almost half of U of T’s research labs over the next two years. The announcement of the Lab […]




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$27-million investment to fast-track stem cell research at U of T

Toronto, ON – Discovering stem cells here was just the beginning. Now, the University of Toronto is pushing the frontiers of regenerative medicine even further with a $27-million investment in 20 transformative projects. The team projects, which range from attempting to improve failing eyesight in aging populations to finding better treatments for stroke and liver disease, […]




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Elton John AIDS Foundation supports the International Human Rights Program’s project investigating the negative impact of Canada’s policies on refugees with HIV

TORONTO, ON — The International Human Rights program (IHRP) has received a $75,000 grant from the Elton John AIDS Foundation (EJAF) to launch a project exposing the negative impact of Canada’s refugee policies on some of the world’s most vulnerable claimants—people with HIV or at-risk of HIV due to rampant violence, discrimination based on sexual […]



  • Health & Medicine
  • Law

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New research Chair for investor rights—the first of its kind—to investigate better protections for Canadians

Toronto, ON — Professor Anita Anand, a corporate law and governance expert, is the new J. R. Kimber Chair in Investor Protection and Corporate Governance at the University of Toronto Faculty of Law—the first research chair for investor rights in North America—thanks to a generous gift from well-known philanthropist, the Hon. Hal Jackman, LLB 1956, […]




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India’s JSW Group To Invest $90 Million In Shield AI, Manufacture V-BATs

Indian conglomerate JSW Group will invest $90 million in U.S. startup Shield AI over the next two years to license and manufacture the small company’s V-BAT unmanned aircraft system (UAS) […]




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Carrier and Bryant Distributors Invest More than $500,000 in Scholarships

Carrier and Bryant have announced the recipients of the Distributors’ Education Foundation scholarship for the 2024-2025 school year.




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Invest in Training for the Future Skilled Trades Workforce

Lasting learning in the skilled trades requires substantial time spent working on real equipment with real tools.